Spring Professional Poland Jobs Directory

AML & Fund Control Supervisor


  • Manage team of Analysts and Senior Analysts located in various offices worldwide.
  • Coordinate the work activities within the team to ensure task completion.
  • Manage team processes and activities, prioritize resources and tasks to achieve expected service levels.
  • Distributor & client risk assessments and monitoring.
  • AML risk assessments
  • Screening of customers against sanction lists.
  • Monitoring of transactions for potential suspicious activity.
  • Employee fraud detection program.
  • Oversee the proper resolution of complex situations and issues in relation to compliance with AML, regulatory and fund policies and standards within the Transfer Agent; liaise directly with Legal Counsel or Compliance Officer if required.
  • Support AML and Trade Control compliance projects and initiatives.
  • Identify and implement efficiencies to ensure compliance with AML laws.
  • Assist in production of periodic Global Risk and Control reporting to leaders of other business units.
  • Provide support to AML & Trade Control Manager.

  • 7+ years Transfer Agency experience or equivalent Investment Industry experience with a minimum of 2 years demonstrated experience leading teams and/or projects
  • AML or Internal Controls applicable experience
  • Risk analysis experience
  • Excellent written and verbal communication in English and interpersonal skills.
  • Advanced skills in the use of Access and Excel.
  • Ability to develop and maintain a risk based assessment process.
  • Ability to work in an independent manner.
  • Mutual fund or financial services industry knowledge.
  • Ability to manage and motivate team




Contract type





Poznań, Spring Poland

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